As ever, Anti-Money Laundering (AML) is high on the compliance agenda for law firms.
MLROs and MLCOs will be reading the latest Legal Sector Affinity Group (LSAG) guidance with interest, as well as the latest report from the Solicitors Regulation Authority (SRA) about their recent visits to firms, thinking about how to implement their recommendations.
Presented by Amy Bell, Director of Teal Compliance and legal industry advisor to Encompass, discusses what legal firms need to prioritise in 2021 to remain regulator ready.
- the importance of matter risk assessments
- demonstrating a risk-based approach when it comes to looking at source of funds and source of wealth
- what firms need to consider when deciding whether to have an independent audit
- making sure you are regulator ready
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